[This brochure] provides information about the qualifications and business practices of Gea Sphere, LLC. If you have any questions about this brochure's contents, please contact us at 401-351-4900 or eduard@geasphere.com. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or any state securities authority.
Additional Gea Sphere, LLC information is available on the SEC’s website at www.adviserinfo.sec.gov. You can search this site by a unique
identifying number, a CRD number. Our firm’s CRD number is 152001.
Gea Sphere, LLC is a state-registered investment adviser with its principal place of business in Rhode Island. Registration does not imply any level of skill or training.
Risk Of Loss and Performance
The value of securities and other investments may increase, sometimes rapidly and unpredictably. Securities markets can be volatile. A client account may, at any point in time, be worth less than its initial value. Regardless of how well an individual investment performs, if financial markets decline, you could lose money. Investment in specific securities involves risks of loss for various reasons.
Performance returns in some of the Gea Sphere funds represent composite back-tested returns of actual Exchange Traded Funds and is gross of advisory fees. Returns reflect the costs associated with custodial fees and ETF fund expenses. Actual client costs may vary based on account size and total value of assets. Performance data shown represents past performance. Past performance is no guarantee of future results. Investors cannot invest directly in an index. Indexes have no fees. Indexes have certain limitations. Current performance may be higher or lower than the performance quoted. Not FDIC Insured * May Lose Value * Not Bank Guaranteed.
Performance illustrated in Gea Sphere Model Portfolio fact sheets are only of the models and not client accounts. Clients' returns can be more or less of fact sheet returns depending on many factors. Fact sheets should only be used to compare investing strategies and risk profiles. Clients should not rely solely on fact sheets to determine investing strategies and risk profiles for investing decisions. Always talk to your Financial Advisor, CPA, and Estate Planning Attorney before making final investment decisions. Contact Gea Sphere Advisors for additional information.
On the definition of model portfolios and other terms and conditions. Not
FDIC Insured* May Lose Value* Not Bank Guaranteed. Past performance is no guarantee of future results. Contact Gea Sphere Advisors for additional information on the definition of model portfolios and other terms and conditions.
Privacy Policy Notice
Maintaining the trust and confidence of our clients is our highest priority. We recognize that protecting the privacy and security of our clients is an important responsibility. That’s why we at Gea Sphere LLC want you to understand how we protect your privacy when we collect and use information about you.
Privacy Policy OF Gea Sphere LLC
We have adopted this policy with the recognition that protecting the privacy and security of the personal information we obtain about our customers is an important responsibility. We also know that you expect us to service you accurately and efficiently. To do so, we must collect and maintain your personal information. We want you to know what information we collect and how we use and safeguard that information.
What Information We Collect
We collect certain nonpublic personal identifying information about you (such as your name, address, social security number, etc.) from information that you provide on applications or other forms as well as communications (electronic, telephone, written, or in person) with you or your authorized representatives (such as your attorney, accountant, etc.). We also collect information about your brokerage accounts and transactions (such as purchases, sales, account balances, inquiries, etc.).
What Information We Disclose
We do not disclose the nonpublic personal information we collect about our customers to anyone except: (i) in furtherance of our business relationship with them and then only to those persons necessary to effect the transactions and provide the services that they authorize (such as broker-dealers, custodians, independent managers, etc.); (ii) to persons assessing our compliance with industry standards (e.g., professional licensing authorities, etc.); (iii) our attorneys, accountants, and auditors; or (iv) as otherwise provided by law. We are permitted by law to disclose nonpublic personal information about you to governmental agencies and other third parties in certain circumstances (such as third parties that perform administrative or marketing services on our behalf or for joint marketing programs). These third parties are prohibited from using or sharing the information for any other purpose. If you decide to terminate our services or become an inactive customer, we will continue to adhere to our privacy policy, which may be amended occasionally.
Security of Your Information
We restrict access to your nonpublic personal information to those employees who need to know that information to service your account. We maintain physical, electronic, and procedural safeguards that comply with applicable federal or state standards to protect your nonpublic personal information.
Changes to our Privacy Policy or Relationship with You
Our policy about obtaining and disclosing information may change from time to time. We will notify you of any material change to this policy before we implement the change.
GEASPHERE LLC: Fee Billing
Information (Effective 1/01/2023)
1.25% for $0.00 to $500,000
1.00% for $500,000 to $1,000,000
.90% for $1,000,000 to $3,000,000
0.75% for $3,000,000 to $10,000,000
0.50% for $0,000,000 and more
Billing mode: In arrears and monthly for all accounts.
Alpha Dog ETF
Investing involves risk, including possible loss of principal.
The Fund's investment objectives, risks, charges, and expenses must be considered carefully before investing. The prospectus contains this and other important information about the investment company. Please read it carefully before investing. A copy of the prospectus can be requested by calling 401-351-4900 or visiting the fund website at ruffetf.com.
Distributor: Foreside Fund Services, LLC.